Category: Compliance
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Understanding UPSI: Key to Insider Trading Compliance
In today’s fast-paced and information-driven capital markets, the difference between what’s public and what’s private can mean everything. That’s why Unpublished Price Sensitive Information (UPSI) lies at the heart of…
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SEBI’s Insider Trading Rules: Who is a Connected Person?
In the complex web of capital market regulations, the term “Connected Person” holds significant weight — especially under the SEBI (Prohibition of Insider Trading) Regulations, 2015. If you have access…
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Senior Management Personnel: Compliance Checklist 2025
Table of Contents Introduction With increasing regulatory scrutiny and stakeholder expectations, Senior Management Personnel (SMP) are now held to higher standards of transparency and accountability. Post the SEBI (LODR) Third…
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What Companies Must Know About SEBI’s PAN Freezing Update
In a significant regulatory development, the Securities and Exchange Board of India (SEBI) has further tightened its grip on insider trading practices. Through its circular dated April 21, 2025, SEBI…
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Understanding SS-1: Impact of 2024 Amendments on Board Meetings
In the ever-evolving landscape of corporate governance, compliance with Secretarial Standards plays a pivotal role in ensuring transparency, consistency, and accountability in boardroom practices. The Institute of Company Secretaries of…
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The Appointment of a Secretarial Auditor by Listed Companies: A 2025 Comprehensive Guide
In the evolving landscape of corporate governance and compliance, the appointment of a secretarial auditor remains a critical requirement for listed companies in India. As of 2025, this practice continues…
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Familiarisation Programme for Independent Directors: A Comprehensive Guide
Introduction Independent directors serve as the cornerstone of corporate governance, bringing objectivity and transparency to company boards. To ensure these directors can effectively fulfill their oversight responsibilities, regulatory frameworks mandate…
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Who Can Be an Independent Director in a Listed Entity: A Comprehensive Guide
Introduction Independent directors form the backbone of corporate governance in listed entities, providing objective oversight and safeguarding stakeholder interests. Their role has gained increasing prominence as regulators worldwide emphasize the…
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Understanding Director Disqualifications Under the Companies Act, 2013
The Companies Act, 2013 establishes clear guidelines regarding who can serve as a company director in India. This legislation outlines specific disqualifications that prevent individuals from being appointed or continuing…
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NSE’s 2025 Master Circular: Streamlining Listing Compliance for Indian Companies
The National Stock Exchange of India (NSE) has once again simplified regulatory compliance for listed companies with its Master Circular issued on April 30, 2025 (reference number NSE/CML/2025/25) for Listed…
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